1 Introduction
Pulmonary arterial hypertension (PAH) is a devastating disease with a 1-year mortality rate exceeding 20% in high-risk groups [
1]. According to the underlying pathology, PAH is classified into idiopathic PAH (IPAH), heritable PAH (HPAH), drug- or toxin-induced PAH (D + T PAH), connective tissue disease-associated PAH (CTD-PAH), congenital heart disease-associated PAH (CHD-PAH), portal hypertension-associated PAH (PoPH), schistosomiasis-associated PAH, HIV-associated PAH (HIV-PAH), PAH with venous/capillary involvement, and persistent PH of the newborn. All of the aforementioned subtypes are characterized by pulmonary vascular obstructive disease and subsequent right ventricular failure. The currently approved therapeutic medications for PAH are endothelin receptor antagonists (ERAs), phosphodiesterase type 5 inhibitors (PDE5I), prostacyclin receptor agonists (PRAs), prostacyclin analogs (PAs), and soluble guanylate cyclase (sGC) [
1,
2]. Being a disease of the pulmonary vasculature, these drugs target the vasoconstriction and vascular remodeling components of the disease. Although these drugs have relieved many of the PAH symptoms, and improved pulmonary vascular hemodynamics to some extent, the effects of the available therapeutic regimens as regards mortality are not satisfactory and cannot be considered a definitive cure [
3]. This encouraged exceptional investigations to study this self-maintaining pathology and the possibility of reversing the already-existing pulmonary vascular disease.
Novel mechanisms, including the inhibition of Rho-kinase (ROCK) activity, estrogen synthesis and action, serotonin biosynthesis by the tryptophan hydroxylase inhibitor rodatristat (besides the bone morphogenetic protein 2 [BMP2] activators), the poly(ADP ribose) polymerase inhibitor olaparib, endothelin progenitor cells, metformin, and statins, emerged as new therapeutic approaches in PAH. Preliminary studies for statins did not show significant improvement in PAH patients [
4], and rodatristat, olaparib, and endothelin progenitor cell investigations are still ongoing and their results are awaited. In contrast, ROCK, BMP2, estrogen signaling, and the cardioprotective potential of metformin all appeared as novel therapeutic targets in the management of PAH in many preclinical and clinical studies [
5‐
7].
ROCK inhibitors are potent vasodilators that, by blocking ROCK activity, inhibit myosin light chain phosphorylation and relax contracted vascular smooth muscles [
8]. Fasudil, a ROCK inhibitor, is approved in Japan and China to prevent cerebral vasospasm in aneurysmal subarachnoid hemorrhage [
9]. According to many studies, ROCK activity has been demonstrated to be upregulated in PAH [
10,
11]. Thus, ROCK inhibition by intravenous fasudil and oral fasudil hydrochloride (AT-877ER) have been investigated for their vasodilator effect that may limit PAH progression.
BMP2 belongs to the transforming growth factor-β (TGFβ) superfamily. BMP2 is known for its pleiotropic actions, including skeletal and extra-skeletal organogenesis, bone regeneration, and angiogenesis [
12,
13]. Regarding PAH, the mutation in BMP2 has been observed mainly in HPAH. In contrast, reduced BMP2 expression in the absence of mutation has been reported in IPAH as well as other types of PAH. This BMP2 mutation/deficiency results in pulmonary endothelial cell dysfunction and apoptosis with cellular proliferation, vascular occlusive remodeling, and loss of the peripheral small pulmonary vessels, and hence a progressive increase in pulmonary arterial resistance, which initiates and maintains PAH [
13‐
15]. Tacrolimus and sotatercept are potent BMP2 activators that have been investigated for their potential to improve PAH symptoms and reverse PAH pathology [
13,
16,
17].
Estrone (E1) and 17β-estradiol (E2) are formed by the action of the aromatase (cytochrome P450 [CYP] 19A1) enzyme on androstenedione and testosterone, respectively. E1 and E2 form the primary forms of estrogen in humans, besides estriol (E3), which is only found during pregnancy [
18]. Interestingly, the marked increased female/male ratio among PAH patients pointed out the possible role of estrogen in the pathophysiology of PAH [
19]. However, female PAH patients were observed to run a relatively more benign course than their matched male PAH patients. Moreover, animal studies have reported the protective effects of estrogen against PAH development. Therefore, the exact role of estrogen in PAH disease is not yet clear; however, current knowledge refers to estrogen paradox as a critical modifier of PAH pathology [
20]. This was partially explained in the view of estrogen metabolites that showed contradictory actions on the pulmonary vasculature, where hydroxy- and methoxy estradiols possess an antiproliferative and proapoptotic action, and 16α-hydroxy-estrone, 16α-hydroxy-estradiol, and 4-hydroxy-estrogens and their metabolites possess proinflammatory, proliferative, antiapoptotic, and DNA-breaking properties. Certain diseases and pathological situations could favor proliferative metabolite accumulation, e.g., hypoxia and inflammation [
21], predisposing to PAH. In the same context, E2 has been known to have both protective and detrimental properties for PAH. E2 can attenuate vascular proliferation and remodeling through its protective metabolites, acting on estrogen receptor β (ERβ). E2 can also modulate the transcription of the vascular endothelial growth factor (VEGF) gene and increase the expression and activity of nitric oxide (NO) synthase [
22‐
24]. On the other hand, E2 can also induce endothelial cell proliferation and migration [
25]. Anastrozole, an aromatase inhibitor, and fulvestrant, an estrogen antagonist, emerged as critical modifiers of PAH and have been tested in experimental and clinical PAH [
5].
Metformin is a well-known antidiabetic drug that can improve insulin sensitivity, enhance fatty acid oxidation and reduce oxidative stress, making it a potentially effective metabolic form of therapy in PAH [
26]. Previous studies suggested that metformin can reduce cardiovascular disease risks in PAH patients. These effects are not solely attributed to the antihyperglycemic properties of metformin and may involve its actions on improving lipid metabolism, inflammatory response, and endothelial and vascular smooth muscle cell functions. In addition, metformin-dependent, AMP-activated protein kinase (AMPK) activation can facilitate the vasodilator and antiproliferative actions of NO [
27,
28].
This systematic review (SR) aims to focus on the impact of the novel therapeutic targets of ROCK inhibition using fasudil/AT-877ER, BMP2 inhibition using tacrolimus and sotatercept, estrogen inhibitors using anastrozole and fulvestrant, and AMPK activation using metformin, on clinical and laboratory parameters as well as on the pulmonary vascular hemodynamics of PAH patients.
2 Methods
The study protocol has been registered in the International Prospective Register of Systematic Reviews Database (PROSPERO; registration number CDR42022340658).
2.1 Search Strategy
We conducted a search of the PubMed, Scopus, Google Scholar, ClinicalTrials.gov, and Cochrane Library databases for all articles from inception until 1 August 2022, using the following search terms: [(pulmonary arterial hypertension) OR (PAH) OR (arterial hypertension AND pulmonary) OR (hypertension AND pulmonary arterial)] AND [(Estrogen Antagonists) OR (Estrogen Inhibitor) OR (Estrogen Antagonist) OR (Estrogen Receptor Modulator) OR (Estrogen Receptor Antagonist) OR (Aromatase Inhibitor) OR (Fulvestrant) OR (Tamoxifen) OR (Anastrazole) OR (DHEA) OR (1-5-isoquinolinesulfonyl homopiperazine) OR (fasudil) OR (HA-077) OR (HA-1077) OR (AT 877) OR (AT877) OR (AT-877) OR (Rho-kinase inhibitor) OR (ROCK) OR (Protein Kinases, ROCK) OR (ROCK Protein Kinases) OR (Morphogenetic Protein AND Bone) OR (BMP) OR (BMPs) OR (sotatercept) OR (ACE-011) OR (tacrolimus) OR (FK506) OR (Prograf) OR (FR-900506) OR (Anhydrous Tacrolimus) OR (Tacrolimus AND Anhydrous) OR (Tacrolimus Anhydrous) OR (Anhydrous AND Tacrolimus) OR (isorhamnetin) OR (isorhamnetine) OR (3,4′,5,7-tetrahydroxy-3′-methoxy-flavone) OR (iso-rhamnetin) OR (3-O-methylquercetin) OR (3,4′,5,7-tetrahydroxy-3'-methoxyflavone) OR (3-methyl-quercetin) OR (Metformin) OR (N,N-dimethylbiguanide)]. We also contacted the authors of relevant registered studies and published conference papers, and screened relevant references mentioned in the reference list one by one, with no language restrictions.
2.2 Selection Criteria
Included studies were randomized controlled trials (RCTs) with one of the novel therapies as a comparator versus a comparison group, e.g., placebo and/or conventional therapies or different drug doses. The studied population was adult patients ≥ 18 years of age, diagnosed with World Health Organization (WHO) Group I PAH, and with one of the following etiologies: IPAH, HPAH, D+T PAH, CTD-PAH, adult CHD-PAH, PoPH, schistosomiasis-associated PAH, HIV-PAH, PAH with venous/capillary involvement, and persistent PH of the newborn.
Exclusion criteria were studies that included PAH patients with other comorbidities of the cardiopulmonary systems or other pathologies that may show conflict with the other types of pulmonary hypertension (PH) other than Group 1, e.g., ischemic heart disease, chronic obstructive lung disease, asthma, lung fibrosis, thromboembolic disorders, and unclear/multifactorial PH.
2.3 Outcome Measures
In this SR, the primary outcome was assessment of the 6-min walk distance (6MWD), while the secondary outcome measures were brain natriuretic peptide (BNP)/N-terminal pro-BNP (NT-pro BNP), tricuspid annular plane systolic excursion (TAPSE), mean pulmonary artery pressure (mPAP), pulmonary vascular resistance (PVR), and cardiac index (CI). Data were presented as frequency in numbers, or mean change ± standard deviation (SD). For data for which the mean and SD were not available, median (interquartile range) was reported. When data were available at different assessment points, they were mentioned accordingly, otherwise the change from baseline was mentioned.
Data extraction was conducted independently by two reviewers using an extraction form. To resolve discrepancies, group discussion was performed with resolution of disagreement by consensus.
2.5 Quality Assessment
The risk of bias in the included studies was evaluated according to the following domains: study design, randomization generation sequence, blinding for patients and researchers, allocation concealment, baseline comparability, post-randomization exclusion, duration of the study, and percentage of patients who completed the follow-up.
2.6 Synthesis
Although we intended to conduct a statistical synthesis/meta-analysis, we could not accomplish this due to the lack of uniformity between studies as regards the comparator, outcome measure, and reporting method. Therefore, we conducted a narrative synthesis where we analyzed the differences and similarity between the results of the individual studies as regards their therapeutic potential on PAH.
4 Discussion
In this SR, eight RCTs that investigated the role of fasudil, tacrolimus, sotatercept, anastrozole, and metformin in adult PAH patients (≥ 18 years of age) were included. We relied on patients’ exercise tolerance (6MWD) and laboratory (BNP/NT-proBNP), echocardiographic (TAPSE) and hemodynamic (mPAP, PVR, CI) tools to assess the response to the studied drugs. Fasudil showed a positive impact on the pulmonary hemodynamics assessed by mPAP, PVR, and CI without improving 6MWD and BNP. Sotatercept improved 6MWD, NT-proBNP, mPAP, and PVR, but not CI. Anastrozole improved 6MWD significantly, however hemodynamic assessment was not performed. Metformin showed significant improvement in 6MWD, NT-proBNP, mPAP, PVR, and CI. Notably, TAPSE was only measured with tacrolimus, sotatercept and anastrozole but did not improve with any of these agents. Although it was difficult to compare among different drugs in the different studies statistically, it could be observed that metformin/bosentan therapy had the potential to improve all the examined parameters significantly and competitively with the other tested drugs, except for TAPSE, which was not evaluated in the study by Liao et al. [
33]. Sotatercept also showed promising potential in PAH management by improving 6MWD, NT-proBNP, mPAP, and PVR. Although sotatercept did not show significant improvement in the CI, it protected against deterioration of the CI. Infused fasudil showed significant improvement in all the tested hemodynamic parameters, but these studies did not evaluate 6MWD or BNP. The small sample size and different PAH pathologies in the anastrozole study challenged these results. On the other hand, the worsening of 6MWD, NT-proBNP, and TAPSE observed with low-dose tacrolimus, as well as the deficient data regarding the effect of tacrolimus on the hemodynamic parameters, made it difficult to anticipate its impact on PAH management.
In this SR, ROCK inhibition using infused, but not oral, fasudil improved mPAP and PVR, while both infused and oral fasudil significantly improved the CI; however, oral fasudil did not improve the 6MWD or BNP. However, the authors stated that their calculations predicted a significant improvement in these parameters if the sample size included ≥ 100 participants [
29]. ROCK inhibition has gained much attention recently due to its established role in various cardiovascular diseases such as hypertension, ischemic heart disease, and PAH [
34]. The therapeutic potential of fasudil in PAH has also been extensively investigated in many preclinical and clinical studies that showed the potential of fasudil to relax the abnormally contracted pulmonary vascular smooth muscle [
11,
35,
36]. Intravenous [
9,
30], inhaled [
11], and oral fasudil forms [
29] were all evaluated as therapeutic dosage forms that have shown promising results. Fasudil also showed better response than that of calcium channel blockers due to the selective action of the latter on the hyper-contracting muscular cells. ROCK inhibition can also enhance the expression of endothelial NO synthase (eNOS) and inhibit chemotaxis and angiotensin II-mediated activation of plasminogen activator inhibitor-1, and hence ameliorate PAH [
35].
Regarding drugs that affect BMP2, Spiekerkoetter et al. reported that tacrolimus failed to significantly improve 6MWD, NT-proBNP, and TAPSE [
17]. This came about in spite of the fact that Spiekerkoetter et al. reported significant improvement using tacrolimus in BMP2 knockout mice and monocrotaline-induced PAH rats [
16]. They also observed that patients with higher BMP2 levels showed better 6MWD results, which emphasizes the direct association between BMP2 levels and PAH. This encourages additional future studies targeting the role of tacrolimus in PAH, but with a larger sample size and possibly a uniform PAH pathology.
With respect to sotatercept, in their two RCTs, Humbert et al. reported significant improvement in 6MWD, NT-proBNP, and PVR using sotatercept doses of 0.3 and 0.7 mg/kg. This improvement was also achieved in the placebo-crossed group, which also showed improvement in the mPAP values. As previously mentioned, sotatercept can restore the TGFβ/BMPII balance, which is speculated to reverse pulmonary vascular pathology and guard against right ventricular failure [
13,
31]. Following this finding, Joshi et al. studied the effect of sotatercept on isolated human pulmonary artery smooth muscle cells (PASMc) and human pulmonary artery endothelial cells in preclinical models of PAH. They stated that sotatercept attenuating the TGFβ/BMPII-dependent Smad2/3 signaling pathway reversed pulmonary vascular remodeling and restored the right ventricular proper geometry and function [
37]. It should be mentioned that in the RCTs conducted by Humbert et al., the achievement of sotatercept referred to, at least in part, the relatively short disease period (average of 8 years from the time of the diagnosis) and the characteristics of the population who had received intensive SOC before and during the trial period [
13,
31]. However, this points to the promising therapeutic potential of sotatercept in the management of PAH.
Anastrozole showed significant improvement in the 6MWD as a percentage and an absolute change from baseline [
32]. It has previously been reported that high E2 levels correlated to an increased risk for PAH in men [
38]. The deleterious effect of the proliferative estrogen metabolites on hematopoietic progenitor cells that are encountered in the pathophysiology of PAH, and the attenuation of this pathway with anastrozole, can explain this positive finding [
21]. In concordance with this, Kuwait et al. reported a positive impact of the estrogen receptor α (ERα) antagonist fulvestrant on the 6MWD in a pilot study that enrolled five patients with PAH, which confirms the potential of estrogen inhibitors to attenuate PAH disease. Additionally, the add-on metabolic actions of anastrozole may have improved muscle perfusion, which was reflected in the observed changes in the 6MWD [
32,
39].
Liao et al. reported significant improvement in the 6MWD, NT-proBNP, mPAP, PVR, and CI when using metformin [
33]. Besides its imminent role in lowering blood glucose and improving insulin resistance, metformin-dependent activation of AMPK seems beneficial in PAH therapy. Previous studies have shown that metformin can activate AMPK actions and suppress endothelin gene (EDN1) expression, where the latter is a potent proliferative cytokine with strong vasoconstriction properties. This action can attenuate PASMc proliferation and reverse PAH [
40,
41]. Furthermore, AMPK activation by metformin was shown to increase eNOS activity and potentiate the pulmonary vascular reactivity and hemodynamics through the vasodilator and antiproliferative actions of NO [
27]. Notably, metformin can inhibit the action of the aromatase enzyme, decreasing estrogen signaling with the potential to reverse the development of PH [
28]. Metformin has been used for decades in the management of type 2 diabetes mellitus. Due to the approved safety and euglycemic potential of metformin, the latter has been approved for the management of other non-diabetic disorders, e.g., polycystic ovary, weight reduction, and prevention of weight gain, with some antipsychotic drugs. It has also been widely investigated for lowering the risk of cancer, dementia and stroke in vulnerable patients [
42]. However, a significant concern when contemplating the use of metformin in the management of PAH is the increased risk of developing lactic acidosis in patients with acute heart failure or end-organ tissue hypoperfusion, as these conditions can be frequently observed in some PAH patients [
43].
Many parameters are currently used to evaluate the therapeutic potential of PAH-targeted therapies, which can also help to predict the prognosis and monitor improvement during the treatment journey. The 6MWD has been used for decades as a primary endpoint in the evaluation process of new PAH therapies. Being safe, inexpensive, and generally acceptable for patients, aided in its wide-use scale as one of the independent predictors of mortality among severely compromised PAH patients [
44,
45], the 6MWD was extensively used to evaluate the currently approved PAH therapies, namely endothelin antagonists, phosphodiesterase inhibitors, and prostacyclins [
46]. According to the European Society of Cardiology (ESC) and European Respiratory Society (ERS) 2022 PH guidelines, the 6MWD is included as a prognostic tool in the simplified four-strata risk assessment of PAH patients, together with BNP/NT-proBNP and WHO FC, as well as in the three-strata model of risk assessment [
47]. Hence, in this SR, 6MWD was chosen as a primary endpoint to assess the impact of the tested drugs on PAH patients and to investigate how the speculated improvement would improve patients’ exercise capacity.
The Registry to Evaluate Early and Long-Term PAH Disease Management (REVEAL) enrolled 1798 patients for whom the 6MWD was consistently evaluated over a period of up to 1 year. Researchers concluded that worsening of 6MWD can predict lower 1-year survival, but stationary or no improvement in the 6MWD had a similar outcome [
48]. In the same context, a meta-analysis conducted on 22 RCTs enrolling 3112 PAH patients concluded that one could not rely on the 6MWD as a predictor of major clinical events in short-term therapies up to 4 months [
49], which is the treatment period range of all the included RCTs in this SR that failed to show significant changes in the 6MWD values. In parallel, the ESC/ERC 2022 PH guidelines suggested a timing schedule for 6MWD, i.e. to be performed at baseline and after 3–6 months after changing therapies as well as in stable patients. This confirms the shortage of data derived from short-term clinical trials. Moreover, to accurately describe the available data regarding the 6MWD, we should exclude any musculoskeletal or systemic comorbidities that could have affected physical performance during the 6MWD evaluation [
50]. However, the positive results gained with sotatercept, anastrozole, and metformin deserve additional clinical studies to confirm their positive impact on exercise capacity.
In this SR, the CI was used to evaluate cardiac performance against progressive pulmonary artery resistance. In this SR, BNP/NT-proBNP and TAPSE have been used as indicators of right ventricular function, which strongly predicts patients’ survival. In contrast, mPAP and PVR were used to estimate the response of the pulmonary vascular component of PAH pathology.
In addition to being one of the risk assessment tools for PAH patients, according to the ESC/ERC 2022 PH guidelines, BNP/NT-proBNP confers advantages through being non-subjective, cost effective, and reducing the time to diagnosis [
47]. Moreover, it can reduce hospital admission rates, with BNP better correlated with PAH hemodynamics and NT-proBNP correlated with the prognosis [
51]. Thus, by showing significant improvement in the NT-proBNP values, sotatercept and metformin tend to be novel therapeutic targets of PAH in the future.
By analyzing data from 517 PAH patients from seven observational studies from Europe and the United States, Ghio et al. [
52], found that TAPSE is one of the practical tools in the stratification of all-cause mortality. Similarly, improvement in TAPSE ≥ 15 mm has been associated with lower mortality risk even when this change in TAPSE values was not closely related to a similar improvement in vascular resistance of hemodynamics [
53]. This may explain the negative results with tacrolimus, sotatercept, anastrozole, and metformin studies in the current SR that included TAPSE as an outcome measure and showed relative improvement in some hemodynamic parameters, but not with TAPSE. However, it should be mentioned that in the ESC/ERC 2022 PH guidelines, TAPSE/systolic artery pressure (sPAP), but not TAPSE, is currently used in the risk stratification of PAH [
47]. Therefore, future studies should use TAPSE/sPAP instead of the classic TAPSE.
Some studies investigated the impact of their tested drug using, preferably, non-invasive parameters, i.e., 6MWD, BNP/NT-proBNP, and TAPSE. In contrast, others used hemodynamic changes as their primary outcome measure, with only four of the eight included studies relying on both non-invasive and invasive parameters. In these four studies, the discrepancy in the correlation of the outcome measures raised the question of the sensitivity of these parameters. In concordance with these findings, in the REVEAL trial, 6MWD was correlated with CO, but no significant correlation was found with mPAP or PVR [
48]. This may encourage the need for determining cut-points for mPAP and PVR similar to those of 6MWD, BNP/NT-proBNP, TAPSE, and CI mentioned in the ESC/ERC 2022 PH guidelines when being accepted to be used as predictors of outcome or for risk stratification. It should be noted that although right atrial pressure (RAP), mixed venous oxygen saturation (Sv02), and stroke volume index (SVI) are good prognostic tools that are well correlated to the risk stratification of PAH patients, these parameters did not receive much attention by most of the investigators, with only some parameters evaluated in only three of the eight included RCTs. Ruan et al. [
30] reported a non-significant improvement with fasudil intravenous infusion on RAP, while Jiang et al. [
9] also mentioned that fasudil intravenous infusion did not improve RAP but significantly improved Sv02. On the other hand, Liao et al. [
33] reported significant improvement on RAP using metformin/bosentan, but this improvement was not associated with a similar improvement in SvO2 and was also achieved in the bosentan monotherapy group, which makes the add-on value of metformin on these parameters doubtful and needing further evaluation.
The limitations of the included studies include the lack of uniformity in the underlying pathology of PAH in the studied groups, except for Ruan et al. [
30] and Liao et al. [
33], who chose CHD-PAH as their targeted studied population, which may render the analysis of the acquired data not fully accurate. Even if targeting the same pathology, i.e., pulmonary vascular disease, the pathophysiology with each PAH subtype differs markedly, and so may the outcome parameters that evaluated the therapeutic potential of the tested drugs collectively. Moreover, the participant’s age/sex, the WHO FC, and the duration of the disease/therapy should all be taken into consideration, together with any other related comorbidities, while judging whether or not the tested therapy is of significant impact on PAH [
47‐
54]. Thus, the absolute numbers of the tested parameters, or even the change from baseline, are not always the best tool to estimate patients’ response to tested drugs. It should also be taken into consideration that TAPSE is no longer used in the risk stratification of PAH patients and TAPSE/sPAP should instead be used [
47]. In addition, RAP, SvO2, and SVI should be included as part of the hemodynamic assessment during right heart catheterization (RHC). Nevertheless, during RHC, performing hemodynamic assessments at the end of expiration is preferred as the end expiratory intrathoracic pressure is closely correlated with the atmospheric pressure [
55]. Therefore, whether the recording timing during RHC influenced the hemodynamic results or not, is questionable.